List of Firms
Search : Investment Banks (Extensive list)
Advest, Inc. (Connecticut)
AEGIS ENERGY Advisors Corp (NYC)
A.G. Edwards (St. Louis)
Allen C. Ewing & Co. (Florida)
BancAmerica Robertson Stephens (San Francisco)
Bankers Trust (NYC - Bought by Deutsche Bank)
Barclays Capital (London / NYC)
Barington Capital Group
Bear, Stearns & Co. Inc. (NYC)
Bluestone Capital (NYC)
Brean Murray (NYC)
Brown Brothers Harriman & Co. (NYC)
BT Alex. Brown (Baltimore / NYC - Bought by Deutsche Bank)
Credit Suisse First Boston (NYC)
Deutsche Bank (NYC / Worldwide - Formerly DMG)
Donaldson, Lufkin & Jenrette, Inc. (NYC)
Duff & Phelps, LLC (Chicago / LA / NYC)
Fechtor Detwiler & Co., Inc. (Boston)
Ferris Baker Watts (Baltimore)
First Analysis (Chicago)
First Union (Charlotte, NC)
Friedman Billings Ramsey (Washington, D.C.)
Furman Selz (NYC - Bought by ING Barings)
Gerard Klauer Mattison & Company, Inc. (NYC)
Gruntal & Co., L.L.C. (NYC)
Goldman Sachs (NYC)
Hambrecht & Quist (San Francisco)
Hanifen, Imhoff (Denver)
Howard, Weil, Labouisse, Friedrichs Inc. (location?)
ING Group (Netherlands / Worldwide)
Interstate/Johnson Lane (N. Carolina - Bought by Wachovia)
Janco Partners, Inc. (Englewood, Colorado)
J B Were & Son (Australia / NYC / London)
J.C. Bradford & Co. (Nashville - Bought by
J.P. Morgan & Co. Incorporated (NYC)
Kaufman Bros., LP (NYC)
Legg Mason (Baltimore)
Lehman Brothers (NYC)
McDonald & Company (Cleveland - Bought by Key Bank)
Merrill Lynch (NYC)
Midland Walwyn Capital Inc. (Canada - Bought by Merrill)
Morgan Keegan & Company, Inc. (Memphis)
Morgan Stanley Dean Witter (NYC)
NationsBanc Montgomery Securities, Inc.
Nesbitt Burns (Canada)
Nikko Group (Japan)
Pacific Crest Securities - on Multex
Parker / Hunter Incorporated (Pennsylvannia)
Piper Jaffray Companies (Midwest / West)
Putnam, Lovell & Thornton (San Francisco)
Raymond James & Associates (Southeast)
RBC Dominion Securities Inc. (Canada)
Robinson-Humphrey Company LLC (Atlanta)
- - additional information
Roney & Co. (Midwest - Bought by Raymond James)
Roth Capital Partners (West Coast)
Salomon Brothers (Salomon Smith Barney) (NYC)
Sandler O'Neill (NYC)
Sands Brothers & Co., Ltd. - on
Schroders (London / NYC)
Scott Stringfellow (Virginia)
SG Cowen Securities Corporation (NYC)
Stephens Inc. - (Little Rock, Arkansas)
Stifel Nicolaus (St. Louis)
Sutro & Co. (San Francisco)
UBS - Union Bank of Switzerland (NYC)
Value Investing Partners - on Multex
(Westport / Paris)
William Blair & Co. L.L.C. (Chicago)
Williams Capital Group (location?)
Wm Smith & Co. (Denver)
OTHER INVESTMENT BANKS
You can look at the Wall Street Journal
underwriting tombstones to gather more names of investment banks. Then use a search engine
to find the corporate web sites and/or information about them. Usually based on the
information found on the corporate site, you can quickly determine if they are the right
fit for you. For the sake of completeness, these are the underwriting firms that I do not
have more information about nor their web site locations.
If you find web site addresses for any of the following
investment banks or additional ones then please e-mail the current webmaster with your information.
ABN AMRO Chicago Corporation
Adams, Harkness & Hill, Inc.
Arnold and S. Bleichroeder, Inc.
Barits Securities Corporation
Blaylock & Partners, LP (NYC)
Boenning & Scattergood Inc. (Pennsylvania)
Brad Peery Inc.
BT Securities Limited
C.E. Unterberg, Towbin
Chase Securities Inc.
Chatsworth Securities LLC
Citicorp Securities, Inc.
Cleary Gull Reiland & McDevitt Inc.
Credit Lyonnais Securities (USA) Inc.
Crowell, Weedon & Co.(California)
Dain Bosworth Incorporated (Minneapolis)
David A. Noyes & Company
Dresdner Kleinwort Benson (North America) LLC
Edward D. Jones & Co., LP
Equitable Securities Corporation
First Equity Corporation
First Marathon Securities Limited
First of Michigan (Subsidiary of Fahnestock)
George K. Baum & Company
GKN Securities Corp.
Grand Cathay Securities Corporation
GS2 Securities, Inc.
Harris Web & Garrison, Inc.
Hopper Soliday & Co., Inc.
Janney Montgomery Scott Inc.
Jeffries & Company, Inc.
JH Lillian & Co.
J.J.B. Hillard, W.L. Lyons, Inc.
Johnson Rice & Company LLC
K.B. Securities N.V.
Kirkpatrick, Pettis, Smith, Polian Inc.
Ladenburg Thalmann & Co. Inc.
Laidlaw Global Securities, Inc.
Lazard Freres & Co. LLC (NYC)
Leerink Swann & Company
Loewenbaum & Company Incorporated
Mesirow Financial, Inc.
Millennium Financial Group, Inc.
NatCity Investments, Inc.
Needham & Company, Inc.
Nutmeg Securities Ltd
Ord Minnett Inc.
Ormes Capital Markets, Inc.
Oscar Gruss & Son Incorporated
Pennsylvania Merchant Group Ltd.
Petrie Parkman & Co.
PNC Business Credit
Prime Charter Ltd. (NYC)
Principal Financial Securities, Inc.
Pryor, McClendon. Counts & Co., LP
Rauscher Pierce Refsnes (Dallas)
RC Securities, Inc. (Member of Renaissance Capital Group)
Research Capital Corporation
Robert W. Baird & Co. Incorporated
Rodman & Renshaw, Inc.
Ryan, Beck & Co.
Sanders Morris Mundy
Sanford C. Bernstein & Co., Inc.
Simmons & Company International
Stuart, Coleman & Co., Inc.
TD Securities Inc. (Canada)
The Buckingham Research Group Incorporated
The Ohio Company
Trilon Research Corporation
Tucker Anthony Incorporated
Volpe Brown Whelan & Company
Wedbush Morgan Securities
Werbel-Roth Securities, Inc.
Moody's Investor Services
Standard & Poor's